Sanofi: bonus scheme slides on e-permissions ruled uncertified briefing material (AUTH/3495/3/21)

📅 2021 | 🖉 Dr Anzal Qurbain
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Key facts

CaseAUTH/3495/3/21
PartiesAnonymous employee v Sanofi
IssueAlleged pressure to obtain HCP email consent (e-permissions) and whether bonus-scheme slides were compliant/certified
Complaint received24 March 2021
Case completed19 October 2021
Applicable Code year2019
Breach clauses9.1; 15.9
No breach clauses15.2; 15.4
AppealNo appeal
SanctionsUndertaking received

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Reviewed by Dr Anzal Qurbain (FFPM) — ABPI Final Signatory

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What happened

  • An anonymous, non-contactable complainant (describing themself as a Sanofi employee) alleged pressure on staff to obtain health professional consent to receive emails (“e-permissions”).
  • The complainant alleged that targeting and bonusing e-permissions effectively penalised representatives whose customers refused consent, potentially prompting repeated asking/“harassing” of health professionals.
  • Evidence cited included screenshots of slides used by a senior manager in a Zoom session (late 2020) and Q4 2020 bonus letters stating bonus was paid to eligible representatives who hit their e-permission target.
  • Sanofi investigated the bonus incentive scheme, stated the e-permissions element was capped and not an undue proportion of remuneration, and said it sat outside end-of-year appraisal measures.
  • Sanofi provided the original (uncropped) slides, which included (in very small font on the first slide footer) a reminder about Clause 15.4 limits on unsolicited face-to-face calls, and references to separate certified e-permission briefing documents.
  • Sanofi argued the bonus scheme slides were not “briefing material” and therefore did not require certification.
  • The Panel found the slides did constitute briefing material because they set targets, weightings on whom to target, and instructions on calls per customer; the slides were not certified.
  • The Panel did not find the complainant had proved, on the balance of probabilities, that the incentive scheme caused representatives to harass/inconvenience health professionals.
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Outcome

  • Breach found: Clause 15.9 (uncertified briefing material; and concern it might encourage Code breaches to meet targets).
  • Breach found: Clause 9.1 (failure to maintain high standards, linked to governance failure in not recognising the slides required certification).
  • No breach: Clause 15.4 (complainant did not prove harassment/inconvenience or improper frequency of calls).
  • No breach: Clause 15.2 (complainant did not prove lack of high standard of ethical conduct in interactions with health professionals).
  • No appeal.
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